Optimal Applications, LLC

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  Commission Billing
  Compliance Reporting
  Back Office Management

Community

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  Cresskill Recreation
Contact Information

P.O. Box 86
Cresskill, New Jersey 07626

Ellen Feldman
ellen.feldman@optimalapplications.com
direct: (201) 266-6424

Pablo Lopez
pablo.lopez@optimalapplications.com
direct: (201) 266-6425



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Introducing Our Market Manipulation Monitoring Tool for Closing D Orders

Stay ahead in safeguarding market integrity with our innovative solution. By integrating firm-specific D Order data with closing auction order imbalance information, our tool enables you to effectively identify potential market manipulation in the closing auction . Our solution allows you to:

- Analyze closing auction order imbalances.

- Detect distortions in auction data to safeguard market integrity.

Contact us to learn more about implementing this solution.




The Optimal Applications Commission Billing and Compliance System is a web-based application that automates the importation of your trade data to produce your company's billing. It provides advanced reporting features for your firm's internal use and for SEC compliance.

Standard features include customizable invoices, electronic trade tickets, automated ticket history, Daily Trade Activity reports, Year to Date accounting functionality, and direct invoice emailing capability. The system also allows you to track expenses such as clearing charges, Order Management System costs, and Taker/Provider liquidity charges and credits.

The Compliance Explorer program, a sub-feature in the system, displays all trade tickets with special instructions, time stamps, and administrative flags on all orders even if the trade did not execute.

The application is fully-secured. Each user is provided a unique user name and password to log into the application. All data transfers use 128-bit digital certificate encryption.

Our web-based interface allows you to login and you see your information from anywhere that has an internet connection. We manage the technical aspects; all you need to do is get us the trade data.


SEC 606 Reporting
Americas Executions (AmerX)

BCS Americas, Inc.

E&J Securities

Farina & Associates

Ferretti Group Inc.

Illustro Trading LLC

Mark J. Muller Equities



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