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Introducing Our Market Manipulation Monitoring Tool for Closing D Orders
Stay ahead in safeguarding market integrity with our innovative solution. By integrating firm-specific D Order data with closing auction order imbalance information, our tool enables you to effectively identify potential market manipulation in the closing auction . Our solution allows you to:
- Analyze closing auction order imbalances.
- Detect distortions in auction data to safeguard market integrity.
Contact us to learn more about implementing this solution.
The Optimal Application’s Commission Billing and Compliance System is a web-based platform designed to streamline the import and processing of trade data, enabling automated generation of company billing. It offers robust reporting capabilities tailored for internal analysis and regulatory compliance, helping firms maintain accuracy, transparency, and operational efficiency. The system also supports tracking of Third-Party Algorithm usage and rebates at the account level, providing deeper insight into execution costs and trading efficiency.
Our Compliance Portal is designed to provide a comprehensive view of your daily trading activity, offering insight into Short Sales, Rule 122 monitoring, Wash Sales, Spoofing, and other flagged behaviors. The system includes note-taking functionality with secure, read-only entries that are fully date and time stamped. Reports can be exported to provide clear, auditable proof of supervisory oversight, helping you meet regulatory expectations with confidence and clarity. Additionally, we offer Market Looks archiving, with built-in auditing tools for full oversight.
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