SEC Rule 606 Report - Cuttone & Co. Inc 2nd Qtr, 2011

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

3

97

0

New York Stock Exchange

93

3

97

0

ARCA

5

26

74

0

KNIGHT

1

71

29

0

100.00% of total customer orders were non-directed orders.


Securities Listed on The Nasdaq Stock Market

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

44

66

0

ARCA

69

39

61

0

KNIGHT

20

70

30

0

ISLD

6

2

98

0

Merrill

3

99

1

0

BATS

2

0

100

0

100.00% of total customer orders were non-directed orders.


Securities Listed on NYSE Amex or Regional Exchanges

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

24

76

0

ARCA

77

10

90

0

KNIGHT

17

65

35

0

BATS

1

0

100

0

100.00% of total customer orders were non-directed orders.