SEC Rule 606 Report - Cuttone & Co. Inc – 3rd Qtr, 2011

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange Euronext

Route Venues	Total (%)	Market (%)	Limit (%)	Other (%)
Total (%)	100	3	97	0
New York Stock Exchange	96	2	98	0
ARCA	3	10	90	0
KNIGHT	1	78	21	0

100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market

Route Venues	Total (%)	Market (%)	Limit (%)	Other (%)
Total (%)	100	44	66	0
ARCA	75	36	64	0
ISLD	12	4	96	0
Merrill	7	73	27	0
KNIGHT	6	57	43	0

100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges

Route Venues	Total (%)	Market (%)	Limit (%)	Other (%)
Total (%)	100	24	76	0
ARCA	51	3	97	0
NYSE	22	0	100	0
BATS	12	0	100	0
Merrill	10	96	4	0
KNIGHT	3	94	6	0

100.00% of total customer orders were non-directed orders.