SEC Rule 606 Report - Cuttone & Co. Inc 3rd Qtr, 2011

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

3

97

0

New York Stock Exchange

96

2

98

0

ARCA

3

10

90

0

KNIGHT

1

78

21

0

100.00% of total customer orders were non-directed orders.


Securities Listed on The Nasdaq Stock Market

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

44

66

0

ARCA

75

36

64

0

ISLD

12

4

96

0

Merrill

7

73

27

0

KNIGHT

6

57

43

0

100.00% of total customer orders were non-directed orders.


Securities Listed on NYSE Amex or Regional Exchanges

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

24

76

0

ARCA

51

3

97

0

NYSE

22

0

100

0

BATS

12

0

100

0

Merrill

10

96

4

0

KNIGHT

3

94

6

0

100.00% of total customer orders were non-directed orders.