SEC Rule 606 Report - Cuttone & Co. Inc 4th Qtr, 2011

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

44

56

0

New York Stock Exchange

92

48

52

0

ARCA

6

12

88

0

MERRILL

2

27

73

0

100.00% of total customer orders were non-directed orders.


Securities Listed on The Nasdaq Stock Market

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

27

73

0

ARCA

46

35

65

0

ISLD

35

7

93

0

Merrill

18

47

53

0

100.00% of total customer orders were non-directed orders.


Securities Listed on NYSE Amex or Regional Exchanges

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

1

99

0

ARCA

71

0

100

0

ISLD

18

0

100

0

KNIGHT

10

0

100

0

BATS

1

100

0

0

100.00% of total customer orders were non-directed orders.