SEC Rule 606 Report - Cuttone & Co. Inc – 1st Qtr. 2012

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

66

34

0

New York Stock Exchange

99

66

34

0

100.00% of total customer orders were non-directed orders.


Securities Listed on The Nasdaq Stock Market

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

1

99

0

BATS

74

1

99

0

ARCA

20

1

99

0

ISLD

6

1

99

0

100.00% of total customer orders were non-directed orders.


Securities Listed on NYSE Amex or Regional Exchanges

Route Venues

Total (%)

Market (%)

Limit (%)

Other (%)

Total (%)

100

0

100

0

ARCA

100

0

100

0

100.00% of total customer orders were non-directed orders.