CUTTONE & COMPANY
SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2012
Cuttone & Company has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders, Cuttone & Company has selected the execution venue on behalf of its customers.
Cuttone & Company may participate in programs which result in its receipt of remuneration, compensation, or other consideration for the placing of orders with other broker-dealers, exchanges and market centers for execution.
Summary Statistics :
Non-directed orders as percentage of total customer orders 100%
Market orders as percentage of total non-directed orders 63%
Limit orders as percentage of total non-directed orders 37%
Information Concerning Significant Venues (EQUITIES):
New York Stock Exchange Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
NYSE
|
99
|
63
|
37
|
Knight Capital Markets
|
1
|
83
|
17
|
American Stock Exchange Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
NYSE
|
98
|
30
|
70
|
EDGE
|
1
|
25
|
75
|
NASDAQ
|
1
|
56
|
44
|
NASDAQ Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
NYSE
|
82
|
26
|
74
|
Knight Capital Markets
|
17
|
100
|
0
|
Other and Regional Exchanges Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
NYSE
|
100
|
100
|
0
|
Information Concerning Significant Venues (OPTIONS):
New York Stock Exchange Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
C
|
75
|
0
|
100
|
CBOE
|
8
|
0
|
100
|
BATS
|
4
|
0
|
100
|
PSE
|
3
|
0
|
100
|
AMEX
|
3
|
0
|
100
|
BOX
|
2
|
0
|
100
|
ISE
|
2
|
0
|
100
|
C2
|
72
|
0
|
100
|
American Stock Exchange Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
C
|
100
|
0
|
100
|
NASDAQ Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
ISE
|
34
|
0
|
100
|
CBOE
|
25
|
0
|
100
|
BATS
|
11
|
0
|
100
|
C
|
9
|
0
|
100
|
PSE
|
6
|
0
|
100
|
BOX
|
6
|
0
|
100
|
ARCA
|
4
|
0
|
100
|
AMEX
|
2
|
0
|
100
|
Other and Regional Exchanges Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
C2
|
36
|
0
|
100
|
ISE
|
14
|
0
|
100
|
PSE
|
11
|
0
|
100
|
CBOE
|
11
|
0
|
100
|
AMEX
|
11
|
0
|
100
|
BATS
|
5
|
0
|
100
|
ARCA
|
5
|
0
|
100
|
BOX
|
4
|
0
|
100
|
|