CUTTONE & COMPANY

SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2013

Cuttone & Company has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders, Cuttone & Company has selected the execution venue on behalf of its customers.

Cuttone & Company may participate in programs which result in its receipt of remuneration, compensation, or other consideration for the placing of orders with other broker-dealers, exchanges and market centers for execution.

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 67%

Limit orders as percentage of total non-directed orders 33%

Information Concerning Significant Venues (EQUITIES):

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

97

68

32

Knight Capital Markets

2

73

27



American Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

95

64

36

ETCC

3

0

100

Knight Capital Markets

2

0

100



NASDAQ Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

93

94

6

Knight Capital Markets

7

68

32



Other and Regional Exchanges Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

100

0

100



Information Concerning Significant Venues (OPTIONS):

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

KOMM

83

0

100

IB

17

0

100

 

American Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

IB

93

0

100

KOMM

5

0

100

Knight Capital Markets

2

0

100


NASDAQ Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

IB

86

0

100

KOMM

14

0

100



Other and Regional Exchanges Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

IB

100

0

100