CUTTONE & COMPANY

SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2015

Cuttone & Company has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders, Cuttone & Company has selected the execution venue on behalf of its customers.

Cuttone & Company may participate in programs which result in its receipt of remuneration, compensation, or other consideration for the placing of orders with other broker-dealers, exchanges and market centers for execution.

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 53%

Limit orders as percentage of total non-directed orders 47%

Information Concerning Significant Venues (EQUITIES):

New York Stock Exchange Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

NYSE

99

53

47

KNIGHT

1

87

13



American Stock Exchange Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

NYSE

95

49

51

KNIGHT

5

3

97



NASDAQ Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

NYSE

94

42

58

KNIGHT

6

99

1

 

 

Other and Regional Exchanges Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

NYSE

100

98

2

 



Information Concerning Significant Venues (OPTIONS):

 

American Stock Exchange Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

KOMM

100

0

100



New York Stock Exchange Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

KOMM

100

0

100

 

NASDAQ Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

KOMM

100

0

100


Other and Regional Exchanges Listed Symbols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

KOMM

100

0

100