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AMERICAS
EXECUTIONS (AmerX)
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2015
Americas Executions (AmerX) has
prepared this report pursuant to a U.S. Securities and Exchange Commission
rule requiring all brokerage firms to make publicly available quarterly
reports on their order routing practices. The report provides information on
the routing of "non-directed orders, “that is, any order that the
customer has not specifically instructed to be routed to a particular venue
[market center] for execution. For these non-directed orders, Americas
Executions has selected the execution venue on behalf of its customers.
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 66%
Limit orders as percentage of total non-directed orders 34%
Information Concerning Significant Venues (EQUITIES):
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
99
|
66
|
34
|
|
CGXM
|
1
|
70
|
30
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
ALTERNEXT
|
88
|
90
|
10
|
|
NYSE
|
10
|
60
|
40
|
|
CGXM
|
2
|
80
|
20
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
CGXM
|
53
|
80
|
20
|
|
NYSE
|
45
|
70
|
30
|
|
ALTERNEXT
|
2
|
80
|
20
|
Regional Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
CGXM
|
57
|
70
|
30
|
|
ALTERNEXT
|
43
|
90
|
10
|
|