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AMERICAS
EXECUTIONS (AmerX)
SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2016
Americas Executions (AmerX) has
prepared this report pursuant to a U.S. Securities and Exchange Commission rule
requiring all brokerage firms to make publicly available quarterly reports on
their order routing practices. The report provides information on the routing
of "non-directed orders, “that is, any order that the customer has not
specifically instructed to be routed to a particular venue [market center]
for execution. For these non-directed orders, Americas Executions has
selected the execution venue on behalf of its customers.
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 68%
Limit orders as percentage of total non-directed orders 32%
Information Concerning Significant Venues (EQUITIES):
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
98
|
70
|
30
|
|
CGXM
|
2
|
80
|
20
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
ALTERNEXT
|
55
|
70
|
30
|
|
NYSE
|
39
|
65
|
45
|
|
CGXM
|
6
|
80
|
20
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
59
|
80
|
20
|
|
CGXM
|
38
|
70
|
30
|
|
NASDAQ
|
3
|
80
|
20
|
Regional Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
CGXM
|
98
|
70
|
30
|
|
NYSE
|
2
|
100
|
0
|
|