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AMERICAS
EXECUTIONS (AmerX)
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2016
Americas Executions (AmerX) has
prepared this report pursuant to a U.S. Securities and Exchange Commission rule
requiring all brokerage firms to make publicly available quarterly reports on
their order routing practices. The report provides information on the routing
of "non-directed orders, “that is, any order that the customer has not
specifically instructed to be routed to a particular venue [market center]
for execution. For these non-directed orders, Americas Executions has
selected the execution venue on behalf of its customers.
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 73%
Limit orders as percentage of total non-directed orders 26%
Information Concerning Significant Venues (EQUITIES):
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market
on Close
|
Limit
on Close
|
|
NYSE
|
97
|
74
|
26
|
0
|
0
|
|
CGXM
|
2
|
80
|
20
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market on Close
|
|
ALTERNEXT
|
78
|
80
|
20
|
0
|
|
NYSE
|
16
|
75
|
25
|
0
|
|
CGXM
|
6
|
85
|
15
|
0
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market on Close
|
|
NYSE
|
50
|
76
|
24
|
0
|
|
CGXM
|
40
|
70
|
30
|
0
|
|
NASDAQ
|
9
|
99
|
1
|
0
|
Regional Stock Exchange Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market on Close
|
|
CGXM
|
93
|
85
|
15
|
0
|
|
JPMS
|
3
|
90
|
10
|
0
|
|
GLPX
|
2
|
0
|
100
|
0
|
|