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AMERICAS
EXECUTIONS (AmerX)
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2016
Americas Executions (AmerX) has prepared this report
pursuant to a U.S. Securities and Exchange Commission rule requiring all
brokerage firms to make publicly available quarterly reports on their order
routing practices. The report provides information on the routing of
"non-directed orders, “that is, any order that the customer has not
specifically instructed to be routed to a particular venue [market center]
for execution. For these non-directed orders, Americas Executions has
selected the execution venue on behalf of its customers.
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 73%
Limit orders as percentage of total non-directed orders 27%
Information Concerning Significant Venues (EQUITIES):
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market
on Close
|
Limit
on Close
|
|
NYSE
|
97
|
71
|
29
|
0
|
0
|
|
CGXM
|
2
|
80
|
20
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market on Close
|
|
ALTERNEXT
|
77
|
75
|
25
|
0
|
|
NYSE
|
18
|
90
|
10
|
0
|
|
CGXM
|
5
|
100
|
0
|
0
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market on Close
|
|
NYSE
|
68
|
75
|
25
|
0
|
|
CGXM
|
23
|
80
|
20
|
0
|
|
NASDAQ
|
3
|
100
|
0
|
0
|
|
GLPX
|
2
|
100
|
0
|
0
|
|
NASDAQ
|
2
|
100
|
0
|
0
|
|
ARCA
|
1
|
100
|
0
|
0
|
Regional Stock Exchange Listed Symols
|
Venue
|
% of volume
|
Market
|
Limit
|
Market on Close
|
|
CGXM
|
93
|
100
|
0
|
0
|
|
NYSE
|
4
|
100
|
0
|
0
|
|
GLP
|
3
|
100
|
0
|
0
|
|