AMERICAS EXECUTIONS (AmerX)

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2019

posted : January 31,2020 – Optimal Applications, LLC

Americas Executions (AmerX) has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders, Americas Executions has selected the execution venue on behalf of its customers.  The Firm may receive payment based on certain types of orders.

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 70%

Limit orders as percentage of total non-directed orders 30%

 

Information Concerning Significant Venues (EQUITIES):

New York Stock Exchange Listed Symbols

Venue

% of volume

Market

Limit

Market

 on Close

Limit

 on Close

NYSE

99

79

31

0

0



American Stock Exchange Listed Symbols

Venue

% of volume

Market

Limit

Market on Close

AMEX

51

66

34

0

NYSE

49

92

8

0



NASDAQ Listed Symbols

Venue

% of volume

Market

Limit

Market on Close

NYSE

90

82

17

1

COWEN

8

97

3

0

NASDAQ

2

73

27

0

 

 

 

 

Americas Executions, LLC. All rights reserved. Member FINRA/SIPC and NYSE. This information is not an offer or recommendation to purchase or sell any security or engage in any investment strategy; is not legal, tax, credit or accounting advice. Views herein are not necessarily those of the Firm and are not a complete or accurate statement of the subject matter discussed; additional risks may exist. Past performance is not indicative of future returns. If you are not the intended recipient, please notify the sender, delete all copies and do not reproduce. The Firm reserves the right to monitor and retain all incoming and outgoing communications sent to or from an Americas Executions e-mail / instant messaging address. Americas Executions may also forward this email / IM and any attachments thereto, to consultants that assist Americas Executions with various broker dealer business matters, including but not limited to sales and service, compliance, and operational support. Similarly, Americas Executions' electronic communication systems may only be used for Americas Executions business and are only available to Americas Executions' employees and consultants. The Firm does not accept liability nor warrant that email communications are virus or defect free.

 

Americas Executions, LLC. All rights reserved. Member FINRA/SIPC and NYSE. This information is not an offer or recommendation to purchase or sell any security or engage in any investment strategy; is not legal, tax, credit or accounting advice. Views herein are not necessarily those of the Firm and are not a complete or accurate statement of the subject matter discussed; additional risks may exist. Past performance is not indicative of future returns. If you are not the intended recipient, please notify the sender, delete all copies and do not reproduce. The Firm reserves the right to monitor and retain all incoming and outgoing communications sent to or from a Americas Executions e-mail / instant messaging address. Americas Executions may also forward this email / IM and any attachments thereto, to consultants that assist Americas Executions with various broker dealer business matters, including but not limited to sales and service, compliance, and operational support. Similarly, Americas Executions' electronic communication systems may only be used for Americas Executions business and are only available to Americas Executions' employees and consultants. The Firm does not accept liability nor warrant that email communications are virus or defect free.