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FARINA
AND ASSOCIATES
SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2016
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 64%
Limit orders as percentage of total non-directed orders 36%
Information Concerning Significant Venues :
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
84
|
65
|
35
|
|
KNIGHT
|
8
|
75
|
25
|
|
LEK
|
5
|
83
|
17
|
|
NASDAQ
|
2
|
100
|
0
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
|
NYSE
|
90
|
42
|
50
|
8
|
|
KNIGHT
|
5
|
52
|
48
|
0
|
|
NASDAQ
|
2
|
60
|
40
|
0
|
|
LEK
|
2
|
28
|
72
|
0
|
Other and Regional Exchanges Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
98
|
56
|
44
|
|
LEK
|
2
|
100
|
0
|
|