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FARINA
AND ASSOCIATES
SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2017
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 58%
Limit orders as percentage of total non-directed orders 42%
Information Concerning Significant Venues :
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
80
|
59
|
41
|
|
LEK
|
11
|
60
|
40
|
|
CITADEL
|
7
|
39
|
61
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
|
KCG
|
54
|
70
|
30
|
0
|
|
NASDAQ
|
23
|
60
|
40
|
0
|
|
CITADEL
|
12
|
40
|
60
|
0
|
|
GLP
|
10
|
80
|
20
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
77
|
76
|
24
|
|
CITADEL
|
20
|
100
|
0
|
|
LEK
|
2
|
25
|
75
|
|