|
FARINA
AND ASSOCIATES
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2017
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 65%
Limit orders as percentage of total non-directed orders 35%
Information Concerning Significant Venues
:
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
73
|
65
|
35
|
|
CITADEL
|
27
|
78
|
22
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
|
CITADEL
|
83
|
80
|
20
|
0
|
|
NASDAQ
|
13
|
77
|
23
|
0
|
|
KCG
|
3
|
90
|
10
|
0
|
|
GLP
|
1
|
100
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
99
|
85
|
15
|
|
CITADEL
|
1
|
100
|
0
|
|