FARINA AND ASSOCIATES

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2017

posted : January 14,2018 – Optimal Applications, LLC

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 67%

Limit orders as percentage of total non-directed orders 33%

 

Information Concerning Significant Venues :

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

74

66

34

CITADEL

20

73

27

GLP

5

77

23