FARINA AND ASSOCIATES

SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2018

posted : April 23,2018 – Optimal Applications, LLC

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 71%

Limit orders as percentage of total non-directed orders 29%

 

Information Concerning Significant Venues :

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

57

71

29

CITADEL

22

66

34

GLP

21

73

27