FARINA AND ASSOCIATES

SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2018

posted : July 22,2018 – Optimal Applications, LLC

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 68%

Limit orders as percentage of total non-directed orders 32%

 

Information Concerning Significant Venues :

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders – Market on Close

NYSE

67

75

25

0

CITADEL

17

61

39

0

GLP

12

49

51

0

NASDAQ

4

61

39

0