FARINA AND ASSOCIATES

SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2018

posted : October 21,2018 – Optimal Applications, LLC

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 71%

Limit orders as percentage of total non-directed orders 29%

 

Information Concerning Significant Venues :

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders – Market on Close

NYSE

71

82

18

0

IBF

13

41

59

0

CITADEL

10

51

49

0

NASDAQ

6

57

43

0