FARINA
AND ASSOCIATES
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2018
posted : October 21,2018 – Optimal Applications,
LLC
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 71%
Limit orders as percentage of total non-directed orders 29%
Information Concerning Significant Venues
:
New York Stock Exchange Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
% of orders – Market on Close
|
NYSE
|
71
|
82
|
18
|
0
|
IBF
|
13
|
41
|
59
|
0
|
CITADEL
|
10
|
51
|
49
|
0
|
NASDAQ
|
6
|
57
|
43
|
0
|
|