FARINA AND ASSOCIATES

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2018

posted : January 24,2019 – Optimal Applications, LLC

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 65%

Limit orders as percentage of total non-directed orders 33%

 

Market on Close as percentage of total non-directed orders 1%

 

Information Concerning Significant Venues :

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders – Market on Close

NYSE

58

73

27

0

IBF

22

45

55

0

CITADEL

14

75

25

0

NASDAQ

6

61

28

11