FARINA AND ASSOCIATES

SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2019

posted : April 26,2019 – Optimal Applications, LLC

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 75%

Limit orders as percentage of total non-directed orders 25%

 

Market on Close as percentage of total non-directed orders 0%

 

Information Concerning Significant Venues :

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders – Market on Close

NYSE

65

80

20

0

IBF

18

73

27

0

CITADEL

12

61

39

0

NASDAQ

5

72

18

0