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FARINA
AND ASSOCIATES
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2019
posted : October 27,2019 – Optimal
Applications, LLC
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 64%
Limit orders as percentage of total non-directed orders 35%
Market on Close as percentage of total non-directed orders
1%
Information Concerning Significant Venues :
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
% of orders – Market on Close
|
|
NYSE
|
54
|
65
|
33
|
2
|
|
IBF
|
21
|
57
|
43
|
0
|
|
CITADEL
|
16
|
59
|
41
|
0
|
|
NASDAQ
|
9
|
82
|
18
|
0
|
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