FARINA AND ASSOCIATES

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2019

posted : January 31,2020 – Optimal Applications, LLC

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 82%

Limit orders as percentage of total non-directed orders 18%

 

 

Information Concerning Significant Venues :

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders – Market on Close

NYSE

72

89

11

0

IBF

14

68

32

0

CITADEL

13

64

36

0