FERRETTI GROUP INC.

SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2018

posted : October 21,2018 – Optimal Applications, LLC

 

Ferretti Group Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders … has selected the execution venue on behalf of its customers.  The Firm may receive payment based on certain types of orders.

 

 

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 0%

Limit orders as percentage of total non-directed orders 0%

 

Other orders as percentage of total non-directed orders 100%

 

Information Concerning Significant Venues :

American Stock Exchange Listed Symbols – 1% of Total Non-Directed Orders

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders -Other

ICBC

98

0

0

100

NYSE

2

0

0

100

 

Nasdaq Listed Symbols– 70% of Total Non-Directed Orders

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders -Other

ICBC

100

0

0

100

 

New York Stock Exchange Listed Symbols– 29% of Total Non-Directed Orders

Venue

% of volume

% of orders - Market

% of orders - Limit

% of orders -Other

ICBC

94

0

0

100

NYSE

6

0

0

100