FERRETTI GROUP INC.

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2019

posted : January 31,2020 – Optimal Applications, LLC

Ferretti Group Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders … has selected the execution venue on behalf of its customers.  The Firm may receive payment based on certain types of orders.

Summary Statistics :

Market orders as percentage of total non-directed orders 71%

Limit orders as percentage of total non-directed orders 28%

Other orders as percentage of total non-directed orders 1%

Information Concerning Significant Venues :

American Stock Exchange Listed Symbols

Venue	% of volume	% of orders - Market	% of orders - Limit	% of orders -Other
AMEX	99	35	65	0

Nasdaq Listed Symbols

Venue	% of volume	% of orders - Market	% of orders - Limit	% of orders -Other
NYSE	73	72	27	1
NASDAQ	12	33	67	0
CLEAR POOL	10	39	61	0
CITADEL	5	44	56	0

New York Stock Exchange Listed Symbols

Venue	% of volume	% of orders - Market	% of orders - Limit	% of orders -Other
NYSE	97	76	21	3
CLEAR POOL	2
CITADEL	1