MARK J. MULLER EQUITIES

SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2016

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 62%

Limit orders as percentage of total non-directed orders 33%

Market on Close orders as percentage of total non-directed orders 3%

 

Limit on Close orders as percentage of total non-directed orders 1%


Information Concerning Significant Venues (EQUITIES):

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

Market on Close

Limit on Close

NYSE

86

63

32

4

1

IBF

14

67

33

0

0



American Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

ALTERNEXT

84

11

89

NYSE

15

91

8

IBF

1

100

0



NASDAQ Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

Limit on Close

NYSE

66

58

34

7

NASDAQ

27

65

35

0

IBF

7

54

46

0



Other and Regional Exchanges Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

100

94

6