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MARK
J. MULLER EQUITIES
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2016
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 62%
Limit orders as percentage of total non-directed orders 37%
Market on Close orders as percentage of total non-directed
orders 0%
Limit on Close orders as percentage of total non-directed
orders 1%
Information Concerning Significant Venues (EQUITIES):
New York Stock Exchange
Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
Limit on Close
|
|
NYSE
|
86
|
62
|
37
|
0
|
1
|
|
KNIGHT
|
14
|
70
|
30
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
ALTERNEXT
|
76
|
60
|
40
|
|
NYSE
|
23
|
90
|
10
|
|
KNIGHT
|
1
|
100
|
0
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Limit on Close
|
|
NASDAQ
|
50
|
60
|
40
|
0
|
|
NYSE
|
43
|
70
|
29
|
1
|
|
KNIGHT
|
4
|
100
|
0
|
0
|
|
INCA
|
2
|
100
|
0
|
0
|
Other and Regional Exchanges Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
INCA
|
97
|
90
|
10
|
|
NYSE
|
3
|
100
|
0
|
|