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MARK
J. MULLER EQUITIES
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2016
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 67%
Limit orders as percentage of total non-directed orders 33%
Market on Close orders as percentage of total non-directed
orders 0%
Limit on Close orders as percentage of total non-directed
orders 0%
Information Concerning Significant Venues (EQUITIES):
New York Stock Exchange
Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
Limit on Close
|
|
NYSE
|
88
|
70
|
30
|
0
|
0
|
|
KNIGHT
|
12
|
100
|
0
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
ALTERNEXT
|
80
|
60
|
40
|
|
NYSE
|
20
|
70
|
30
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Limit on Close
|
|
NYSE
|
68
|
70
|
30
|
0
|
|
NASDAQ
|
21
|
60
|
40
|
0
|
|
KNIGHT
|
7
|
100
|
0
|
0
|
|
INCA
|
3
|
100
|
0
|
0
|
Other and Regional Exchanges Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
36
|
100
|
0
|
|
INCA
|
31
|
100
|
0
|
|
NASDAQ
|
30
|
100
|
0
|
|
KNIGHT
|
3
|
100
|
0
|
|