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MARK
J. MULLER EQUITIES
SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2017
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 75%
Limit orders as percentage of total non-directed orders 25%
Market on Close orders as percentage of total non-directed
orders 0%
Limit on Close orders as percentage of total non-directed
orders 0%
Information Concerning Significant Venues (EQUITIES):
New York
Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
Limit on Close
|
|
NYSE
|
92
|
77
|
23
|
0
|
0
|
|
KNIGHT
|
8
|
69
|
31
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
ALTERNEXT
|
70
|
14
|
86
|
|
NYSE
|
30
|
34
|
66
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Limit on Close
|
|
NASDAQ
|
70
|
65
|
35
|
0
|
|
INCA
|
29
|
47
|
53
|
0
|
|
KNIGHT
|
1
|
34
|
66
|
0
|
Other and Regional Exchanges Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NASDAQ
|
45
|
48
|
52
|
|
NYSE
|
45
|
52
|
48
|
|
INCA
|
10
|
40
|
60
|
|