MARK
J. MULLER EQUITIES
SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2017
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 76%
Limit orders as percentage of total non-directed orders 24%
Market on Close orders as percentage of total non-directed
orders 0%
Limit on Close orders as percentage of total non-directed
orders 0%
Information Concerning Significant Venues (EQUITIES):
New York
Stock Exchange Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
Limit on Close
|
NYSE
|
94
|
77
|
23
|
0
|
0
|
KNIGHT
|
6
|
70
|
30
|
0
|
0
|
American Stock Exchange Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
ALTERNEXT
|
68
|
25
|
75
|
NYSE
|
32
|
16
|
84
|
NASDAQ Listed Symols
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Limit on Close
|
INCA
|
87
|
33
|
67
|
0
|
NASDAQ
|
13
|
80
|
20
|
0
|
|