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MARK
J. MULLER EQUITIES
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2017
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 68%
Limit orders as percentage of total non-directed orders 32%
Market on Close orders as percentage of total non-directed
orders 0%
Limit on Close orders as percentage of total non-directed
orders 0%
Information Concerning Significant Venues (EQUITIES):
New York
Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
Limit on Close
|
|
NYSE
|
92
|
68
|
32
|
0
|
0
|
|
KNIGHT
|
7
|
81
|
19
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
57
|
99
|
1
|
|
ALTERNEXT
|
30
|
3
|
97
|
|
CITADEL
|
7
|
7
|
93
|
|
INCA
|
6
|
0
|
100
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Limit on Close
|
|
CITADEL
|
57
|
19
|
81
|
0
|
|
INCA
|
38
|
0
|
100
|
0
|
|
NYSE
|
4
|
88
|
12
|
0
|
|