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MARK
J. MULLER EQUITIES
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2019
posted : October 27,2019 – Optimal Applications,
LLC
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 68%
Limit orders as percentage of total non-directed orders 30%
Market on Close orders as percentage of total non-directed
orders 1%
Limit on Close orders as percentage of total non-directed
orders 0%
Information Concerning Significant Venues (EQUITIES):
New York
Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
Limit on Close
|
|
NYSE
|
80
|
68
|
31
|
1
|
0
|
|
VIRTU
|
19
|
65
|
35
|
0
|
0
|
|
NASDAQ
|
1
|
46
|
54
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
AMEX
|
95
|
36
|
64
|
|
VIRTU
|
5
|
100
|
0
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Limit on Close
|
|
NASDAQ
|
75
|
77
|
23
|
0
|
|
NYSE
|
23
|
43
|
57
|
0
|
|
VIRTU
|
2
|
56
|
44
|
0
|
|