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MARK
J. MULLER EQUITIES
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2019
posted : January 31,2020 – Optimal Applications,
LLC
Summary Statistics :
Non-directed orders as percentage of total customer orders
100%
Market orders as percentage of total non-directed orders 70%
Limit orders as percentage of total non-directed orders 29%
Market on Close orders as percentage of total non-directed
orders 1%
Limit on Close orders as percentage of total non-directed
orders 0%
Information Concerning Significant Venues (EQUITIES):
New York
Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Market on Close
|
Limit on Close
|
|
NYSE
|
82
|
69
|
30
|
1
|
0
|
|
VIRTU
|
18
|
76
|
24
|
0
|
0
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
AMEX
|
92
|
24
|
76
|
|
VIRTU
|
8
|
43
|
56
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
Limit on Close
|
|
NYSE
|
53
|
61
|
37
|
1
|
|
VIRTU
|
46
|
79
|
21
|
0
|
|
NASDAQ
|
1
|
59
|
41
|
0
|
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