QUATTRO M SECURITIES

SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2011

Securities Listed on New York Stock Exchange


Summary Statistics :
Non-directed orders as percentage of total customer orders 100.00%

Market orders as percentage of total non-directed orders 24%

Limit orders as percentage of total non-directed orders 76%

Venues Receiving Significant Percentage of Total Non-Directed Orders :

1. New York Stock Exchange 86%

2. Knight Capital Markets 8%

3. INET 2%

4. Jefferies 2%

5. ARCA 1%

Information Concerning Significant Venues :

1. New York Stock Exchange
Market Orders 4%
Limit Orders 96%

2. Knight Capital Markets
Market Orders 81%
Limit Orders 19%

3. INET
Market Orders 3%
Limit Orders 97%

4. Jefferies
Market Orders 5%
Limit Orders 95%

5. ARCA
Market Orders 1%
Limit 99%