QUATTRO M. SECURITIES
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2012
Summary Statistics :
Non-directed orders as percentage of total customer orders 100%
Market orders as percentage of total non-directed orders 59%
Limit orders as percentage of total non-directed orders 41%
Information Concerning Significant Venues :
New York Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
81
|
54
|
56
|
|
Knight Capital Markets
|
12
|
67
|
33
|
|
ARCA
|
3
|
61
|
39
|
|
BATS
|
1
|
56
|
44
|
|
ETCC
|
1
|
63
|
37
|
|
NASDAQ
|
1
|
55
|
45
|
American Stock Exchange Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
NYSE
|
77
|
32
|
68
|
|
Knight Capital Markets
|
13
|
60
|
40
|
|
ETCC
|
3
|
0
|
100
|
|
ARCA
|
2
|
34
|
66
|
|
EDGE
|
2
|
58
|
42
|
|
BATS
|
1
|
25
|
75
|
|
NASDAQ
|
1
|
60
|
40
|
|
NATIONAL
|
1
|
80
|
20
|
NASDAQ Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
Knight Capital Markets
|
71
|
29
|
71
|
|
NYSE
|
15
|
80
|
20
|
|
ARCA
|
10
|
45
|
55
|
|
BNY
|
1
|
0
|
100
|
|
JEFFERIES
|
1
|
0
|
100
|
|
NASDAQ
|
1
|
44
|
56
|
Other and Regional Exchanges Listed Symols
|
Venue
|
% of volume
|
% of orders - Market
|
% of orders - Limit
|
|
Knight Capital Markets
|
99
|
0
|
100
|
|
NYSE
|
1
|
0
|
100
|
|